Capital Markets
We routinely advise public companies listed on variety of public exchanges on the required on-going reporting, IPOs and regulatory compliance matters.
We also advise international financial institutions and law firms with respect to the regulatory requirements associated with doing business in the UK. Advising and representing these companies before the Securities Authority and the Stock Exchange, we work in close coordination with various UK supervisory and regulatory agencies and institutions.
Our Services:
We handle transactions involving all forms of shares, debt securities, convertible securities, units, derivatives, equity-linked securities, asset securitizations, mutual fund units and bonds, providing advice regarding securities and company laws and regulations, including:
- Securities offerings.
- Initial and secondary public equity offerings.
- Spin-offs.
- Debt offerings.
- Tender offers, proxy contests and other change of control transactions.
- Going private transactions.
- Private placements, including venture capital financings and transactions structured under Rule 144A or as private investments in public equities deals (PIPEs).
- BuVenture capital, private equity, hedge and investment fund formations.
- Internal compliance programs.
- Consultation to directors and director committees regarding company law and securities compliance.
- Market making agreements.
- ESOP- Employee Stock Option Plan
- Compensation policy office holders.